Regulatory Updates
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29 Jan 2021 T-REX Article
AFCA rule change for regulation of authorised representatives
ASIC has introduced a new legislative instrument, ASIC Corporations (AFCA Regulatory Requirement) Instrument 2021/0002, to the definition of “representative” …
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29 Jan 2021 T-REX Article
ASIC commences civil penalty proceeding provisions against Squirrel Superannuation Services
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29 Jan 2021 T-REX Article
Court clarifies applicability of whistleblower laws
The Federal Court has considered the new whistleblower laws in a recent case, Alexiou v Australia and New Zealand Banking …
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29 Jan 2021 T-REX Article
ASIC approves new Banking Code of Practice
In December 2019, ASIC replaced the Banking Code of Practice with a revised version which applied from 1 March 2020. …
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29 Jan 2021 T-REX Article
Fresh new financial services law: first suite of legislation passed and second on its way
Nearly two years after the final Royal Commission Report was received, the Governor General signed the Financial Sector Reform (Hayne …
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29 Jan 2021 T-REX Article
Happy New Year
Welcome to 2021. We are hopeful that it will be a less tumultuous year, insofar as pandemics are concerned, but …
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