Live Training
WEBINAR: Regulation of Crypto Assets Status Update
Join our free special webinar 'Regulation of Crypto Assets Status Update – what are Treasury, ASIC and the Courts saying?'. We'll explore recent changes in the regulatory landscape, discuss … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – October 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: The Forgotten Law - OH&S
In the second of our ‘Forgotten law’ series, we are looking at your obligations under the Occupational Health and Safey (OH&S) regime. As a licensee, you’re running a business … Find out more >
Advice Licensees Compliance Forum - 21 November 2024
Who should attend?
This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is … Find out more >
Consumer Credit Compliance Forum - 21 November 2024
Hear from our panel on the current trends in the consumer credit industry and what compliance staff need to know and do to assist their licensees comply with their … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – November 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
AML/CTF Training and Risk Awareness Online Workshop - December 2024
Our 3-hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:
- give you the knowledge and skills to identify the risks of regulated businesses … Find out more >
WEBINAR: The many tentacles of Misleading and Deceptive obligations
It sounds simple enough – “don’t mislead or deceive”. But it’s not a high threshold, and breaching the array of misleading and deceptive provisions is one of the most … Find out more >
Derivatives Compliance Forum - 5 December 2024
Join us in Sydney or online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >