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Wed 17 Jul 11:00 AM - 12:00 PM (AEST)

WEBINAR: Breach Reporting – Part 2

Webinar

Due to popular demand, we are excited to offer a 2nd instalment to our Breach Reporting webinar from March this year.

In this webinar, we’ll use the examples covered … Find out more >

Tue 23 Jul 2:00 PM - 5:00 PM (AEST)

AFSL Responsible Manager Training (RG 105) – Online Workshop – July 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >

Wed 21 Aug 11:00 AM - 12:00 PM (AEST)

WEBINAR: Complaints 101

Webinar

In the first of our two-part series, we’ll take you through what you need to know and do as a licensee to set up and manage your internal complaints … Find out more >

Tue 27 Aug 10:00 AM - 1:00 PM (AEST)

AFSL Responsible Manager Training (RG 105) – Online Workshop – August 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >

Wed 18 Sep 11:00 AM - 12:00 PM (AEST)

WEBINAR: The forgotten law - OH&S

Webinar

In the second of our ‘Forgotten law’ series, we are looking at your obligations under the Occupational Health and Safey (OH&S) regime. As a licensee, you’re running a business … Find out more >

Thu 26 Sep 2:00 PM - 5:00 PM (AEST)

AFSL Responsible Manager Training (RG 105) – Online Workshop – September 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >

Wed 16 Oct 11:00 AM - 12:00 PM (AEDT)

WEBINAR: The ins and outs of handling AFCA complaints

Webinar

In this 2nd of our two-part webinar series on complaints, we delve into the world of AFCA.

If you do find yourself faced with an AFCA complaint, this … Find out more >

Thu 24 Oct 10:00 AM - 1:00 PM (AEDT)

AFSL Responsible Manager Training (RG 105) – Online Workshop – October 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >

Wed 13 Nov 2:00 PM - 5:00 PM (AEDT)

No Advice v General Advice v Personal Advice Training - November 2024

Webinar

Our half-day Advice workshop has been designed for representatives of AFSL holders who typically only provide general advice - and sometimes provide no advice.

Who should attend?

Wed 27 Nov 2:00 PM - 5:00 PM (AEDT)

AFSL Responsible Manager Training (RG 105) – Online Workshop – November 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >

Tue 03 Dec 2:00 PM - 5:00 PM (AEDT)

AML/CTF Training and Risk Awareness Online Workshop - December 2024

Webinar

Our 3-hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:

  • give you the knowledge and skills to identify the risks of regulated businesses … Find out more >
Thu 05 Dec 1:00 PM - 2:00 PM (AEDT)

Derivatives Compliance Forum - 5 December 2024

Australian Exchange Group,
Burns Philip Building, Ground Level, 7 Bridge Street, Sydney, NSW, 2000
Hybrid (Online option also available)

Join us in Sydney or online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of … Find out more >

Wed 18 Dec 10:00 AM - 1:00 PM (AEDT)

AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >