Live Training
WEBINAR: Complaints 101
In the first of our two-part series, we’ll take you through what you need to know and do as a licensee to set up and manage your internal complaints … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – August 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: The forgotten law - OH&S
In the second of our ‘Forgotten law’ series, we are looking at your obligations under the Occupational Health and Safey (OH&S) regime. As a licensee, you’re running a business … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – September 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: The ins and outs of handling AFCA complaints
In this 2nd of our two-part webinar series on complaints, we delve into the world of AFCA.
If you do find yourself faced with an AFCA complaint, this … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – October 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
No Advice v General Advice v Personal Advice Training - November 2024
Our half-day Advice workshop has been designed for representatives of AFSL holders who typically only provide general advice - and sometimes provide no advice.
Who should attend?
- Providers of … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – November 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
AML/CTF Training and Risk Awareness Online Workshop - December 2024
Our 3-hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:
- give you the knowledge and skills to identify the risks of regulated businesses … Find out more >
Derivatives Compliance Forum - 5 December 2024
Join us in Sydney or online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >