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Manual
AML/CTF Program (Item 54 only) - AFSL
Last updated - 12 Jun 2026
| Document | Version | Type | Date |
|---|---|---|---|
| AML/CTF Program (Item 54 only) | 5.0 | Program | 12 Jun 2026 |
| AML-CTF Policies - Marked-up version between V4.1 and V5 (Item 54 only) - AFSL | 1.0 | Policy | 12 Jun 2026 |
| Tool 1A. AML/CTF Glossary | 2.0 | Guide | 10 Jun 2026 |
| Tool 2A. Business Specific Data | 2.0 | Tool | 10 Jun 2026 |
| Tool 2B. ML/TF Risk Register and KYC Tool (Item 54 only) | 3.0 | Tool | 10 Jun 2026 |
| Tool 2C. Assessment of Proliferation Financing Risks Faced by our Business Template | 3.0 | Tool | 10 Jun 2026 |
| Tool 3A. Personnel Due Diligence and Training Register | 1.1 | Register | 10 Jun 2026 |
| Tool 3B. AML/CTF Standing Meeting Agenda Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3C. AML/CTF Compliance Officer Appointment and Ongoing Assessment Checklist | 1.1 | Tool | 10 Jun 2026 |
| Tool 3D. AML/CTF Compliance Officer Obligations and Procedures | 1.0 | Tool | 11 Jan 2026 |
| Tool 3E. AML/CTF Compliance Officer Report Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3F. AML/CTF Personnel Due Diligence Declaration Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3G. External Service Provider Appointment Assessment Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3H. External Service Provider Ongoing Assessment Template | 1.1 | Register | 10 Jun 2026 |
| Tool 3I. Reporting Group Member Procedure | 1.1 | Tool | 10 Jun 2026 |
| Tool 3J. Reporting Group Member Register | 1.1 | Tool | 10 Jun 2026 |
| Tool 3K. Reporting Group Member Information Sharing Request Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 4A. High-Risk Customer and ECDD Register | 1.1 | Tool | 20 Mar 2026 |
| Tool 4B. Identification of Individuals Without Standard Identification Documents Form | 1.2 | Register | 10 Jun 2026 |
| Tool 4C. Third Party CDD Arrangement Appointment and Ongoing Monitoring Procedure | 1.3 | Tool | 10 Jun 2026 |
| Tool 4D. Third Party CDD Arrangement - CDD Risk Assessment | 1.1 | Tool | 20 Mar 2026 |
| Tool 4E. Third Party CDD Arrangement - CDD Risk Assessment (Decommissioned) | 1.0 | Tool | 11 Jan 2026 |
| Tool 5A. AUSTRAC Enrolment Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 5B. Suspicious Activity Report | 1.1 | Register | 10 Jun 2026 |
| Tool 5C. Assessment of Suspicious Activity Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 5D. Suspicious Matter Report Content Requirements Guide | 1.1 | Guide | 10 Jun 2026 |
| Tool 5E. Suspicious Activity Register | 1.1 | Tool | 10 Jun 2026 |
| Tool 5F. AUSTRAC Registration Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 6A. AUSTRAC Guidance Register | 2.0 | Register | 10 Jun 2026 |
| Tool 6B. AML/CTF Program Review and Update Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6C. AML/CTF Document Destruction Schedule | 1.0 | Tool | 11 Jan 2026 |
| Tool 6D. Assessment and Appointment of Independent Evaluator Checklist | 1.1 | Tool | 10 Jun 2026 |
| Tool 6E. Review and Response to Independent Evaluation Report | 1.1 | Tool | 10 Jun 2026 |
| AML/CTF Implementation Plan Template (Tranche 1 Reporting Entities Only) - All | 1.1 | Tool | 20 Mar 2026 |
| Guide to customising your AML/CTF Program and Tools (Item 54 only) | 1.1 | Guide | 20 Mar 2026 |
Manual
AML/CTF Program (All industries) - All
Last updated - 10 Jun 2026
| Document | Version | Type | Date |
|---|---|---|---|
| AML/CTF Policies (All industries) | 5.0 | Program | 10 Jun 2026 |
| AML-CTF Policies - Marked-up version between V4.1 and V5 (All industries only) | 1.0 | Policy | 10 Jun 2026 |
| Tool 1A. AML/CTF Glossary | 2.0 | Guide | 10 Jun 2026 |
| Tool 2A. Business Specific Data | 2.0 | Tool | 10 Jun 2026 |
| Tool 2B. ML/TF Risk Register and KYC Tool | 3.0 | Register | 10 Jun 2026 |
| Tool 2C. Assessment of Proliferation Financing Risks Faced by our Business Template | 3.0 | Tool | 10 Jun 2026 |
| Tool 3A. Personnel Due Diligence and Training Register | 1.1 | Register | 10 Jun 2026 |
| Tool 3B. AML/CTF Standing Meeting Agenda Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3C. AML/CTF Compliance Officer Appointment and Ongoing Assessment Checklist | 1.1 | Tool | 10 Jun 2026 |
| Tool 3D. AML/CTF Compliance Officer Obligations and Procedures | 1.0 | Tool | 11 Jan 2026 |
| Tool 3E. AML/CTF Compliance Officer Report Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3F. AML/CTF Personnel Due Diligence Declaration Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3G. External Service Provider Appointment Assessment Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3H. External Service Provider Ongoing Assessment Template | 1.1 | Register | 10 Jun 2026 |
| Tool 3I. Reporting Group Member Procedure | 1.1 | Tool | 10 Jun 2026 |
| Tool 3J. Reporting Group Member Register | 1.1 | Tool | 10 Jun 2026 |
| Tool 3K. Reporting Group Member Information Sharing Request Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 4A. High-Risk Customer and ECDD Register | 1.1 | Tool | 20 Mar 2026 |
| Tool 4B. Identification of Individuals Without Standard Identification Documents Form | 1.2 | Register | 10 Jun 2026 |
| Tool 4C. Third Party CDD Arrangement Appointment and Ongoing Monitoring Procedure | 1.3 | Tool | 10 Jun 2026 |
| Tool 4D. Third Party CDD Arrangement - CDD Risk Assessment | 1.1 | Tool | 20 Mar 2026 |
| Tool 5A. AUSTRAC Enrolment Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 5B. Suspicious Activity Report | 1.1 | Register | 10 Jun 2026 |
| Tool 5C. Assessment of Suspicious Activity Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 5D. Suspicious Matter Report Content Requirements Guide | 1.1 | Guide | 10 Jun 2026 |
| Tool 5E. Suspicious Activity Register | 1.1 | Tool | 10 Jun 2026 |
| Tool 5F. AUSTRAC Registration Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 6A. AUSTRAC Guidance Register | 2.0 | Register | 10 Jun 2026 |
| Tool 6B. AML/CTF Program Review and Update Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6C. AML/CTF Document Destruction Schedule | 1.0 | Tool | 11 Jan 2026 |
| Tool 6D. Assessment and Appointment of Independent Evaluator Checklist | 1.1 | Tool | 10 Jun 2026 |
| Tool 6E. Review and Response to Independent Evaluation Report | 1.1 | Tool | 10 Jun 2026 |
| AML/CTF Implementation Plan Template (Tranche 1 Reporting Entities Only) - All | 1.1 | Tool | 20 Mar 2026 |
| Guide to customising your AML/CTF Program and Tools (All industries) | 1.1 | Guide | 20 Mar 2026 |
Manual
AML/CTF Program (Lawyers/Accountants) - All
Last updated - 10 Jun 2026
| Document | Version | Type | Date |
|---|---|---|---|
| AML/CTF Policies (Lawyers/Accountants) | 5.0 | Program | 12 Jun 2026 |
| Tool 1A. AML/CTF Glossary | 2.0 | Guide | 10 Jun 2026 |
| Tool 2A. Business Specific Data (Lawyers/Accountants) | 2.0 | Tool | 10 Jun 2026 |
| Tool 2B. ML/TF Risk Register and KYC Tool (Lawyers/Accountants) | 3.0 | Tool | 10 Jun 2026 |
| Tool 2C. Assessment of Proliferation Financing Risks Faced by our Business Template | 3.0 | Tool | 10 Jun 2026 |
| Tool 3A. Personnel Due Diligence and Training Register | 1.1 | Register | 10 Jun 2026 |
| Tool 3B. AML/CTF Standing Meeting Agenda Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3C. AML/CTF Compliance Officer Appointment and Ongoing Assessment Checklist | 1.1 | Tool | 10 Jun 2026 |
| Tool 3D. AML/CTF Compliance Officer Obligations and Procedures | 1.0 | Tool | 11 Jan 2026 |
| Tool 3E. AML/CTF Compliance Officer Report Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3F. AML/CTF Personnel Due Diligence Declaration Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3G. External Service Provider Appointment Assessment Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 3H. External Service Provider Ongoing Assessment Template | 1.1 | Register | 10 Jun 2026 |
| Tool 3I. Reporting Group Member Procedure | 1.1 | Tool | 10 Jun 2026 |
| Tool 3J. Reporting Group Member Register | 1.1 | Tool | 10 Jun 2026 |
| Tool 3K. Reporting Group Member Information Sharing Request Template | 1.1 | Tool | 10 Jun 2026 |
| Tool 4A. High-Risk Customer and ECDD Register | 1.1 | Tool | 20 Mar 2026 |
| Tool 4B. Identification of Individuals Without Standard Identification Documents Form | 1.2 | Register | 10 Jun 2026 |
| Tool 4C. Third Party CDD Arrangement Appointment and Ongoing Monitoring Procedure | 1.3 | Tool | 10 Jun 2026 |
| Tool 4D. Third Party CDD Arrangement - CDD Risk Assessment | 1.1 | Tool | 20 Mar 2026 |
| Tool 5A. AUSTRAC Enrolment Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 5B. Suspicious Activity Report | 1.1 | Register | 10 Jun 2026 |
| Tool 5C. Assessment of Suspicious Activity Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 5D. Suspicious Matter Report Content Requirements Guide | 1.1 | Guide | 10 Jun 2026 |
| Tool 5E. Suspicious Activity Register | 1.1 | Tool | 10 Jun 2026 |
| Tool 5F. AUSTRAC Registration Form | 1.1 | Tool | 10 Jun 2026 |
| Tool 6A. AUSTRAC Guidance Register | 2.0 | Register | 10 Jun 2026 |
| Tool 6B. AML/CTF Program Review and Update Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6C. AML/CTF Document Destruction Schedule | 1.0 | Tool | 11 Jan 2026 |
| Tool 6D. Assessment and Appointment of Independent Evaluator Checklist | 1.1 | Tool | 10 Jun 2026 |
| Tool 6E. Review and Response to Independent Evaluation Report | 1.1 | Tool | 10 Jun 2026 |
| Guide to customising your AML/CTF Program and Tools (All industries) | 1.1 | Guide | 20 Mar 2026 |
| AML-CTF Policies - Marked-up version between V4.1 and V5 (Lawyers/Accountants) | 1.1 | Policy | 12 Jun 2026 |
AML/CTF
AML/CTF Implementation Plan Template (Tranche 1 Reporting Entities Only) - All
Version 1.1 -
20 Mar 2026