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Manual
AML/CTF Program (Item 54 only) - ACL, AFSL, Wholesale
Last updated - 12 Jan 2026
| Document | Version | Type | Date |
|---|---|---|---|
| Guide to customising your AML/CTF Program and Tools | 1.0 | Guide | 11 Jan 2026 |
| Tool 1A. AML/CTF Glossary | 1.0 | Guide | 11 Jan 2026 |
| Tool 2A. Business Specific Data | 1.0 | Tool | 11 Jan 2026 |
| Tool 2B. ML/TF Risk Register | 1.0 | Register | 11 Jan 2026 |
| Tool 2C. Jurisdiction Risk Data | 1.0 | Tool | 11 Jan 2026 |
| Tool 2D. Assessment of Proliferation Financing Risks Faced by our Business Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3A. Personnel Due Diligence and Training Register | 1.0 | Register | 11 Jan 2026 |
| Tool 3B. AML/CTF Standard Meeting Agenda | 1.0 | Tool | 11 Jan 2026 |
| Tool 3C. AML/CTF Compliance Officer Appointment and Ongoing Assessment Checklist | 1.0 | Tool | 11 Jan 2026 |
| Tool 3D. AML/CTF Compliance Officer Obligations and Procedures | 1.0 | Tool | 11 Jan 2026 |
| Tool 3E. AML/CTF Compliance Officer Report Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3F. AML/CTF Personnel Due Diligence Declaration Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3G. Reporting Group Member Procedure | 1.0 | Tool | 11 Jan 2026 |
| Tool 3H. Reporting Group Member Register | 1.0 | Register | 11 Jan 2026 |
| Tool 3I. Reporting Group Member Information Sharing Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3J. External Service Provider Appointment Assessment Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3K. External Service Provider Ongoing Assessment Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 4A. AML/CTF KYC Tool | 1.0 | Tool | 11 Jan 2026 |
| Tool 4B. High-Risk Customer and ECDD Register | 1.0 | Register | 11 Jan 2026 |
| Tool 4C. Identification of Individuals who do not have standard identification documents Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 4D. CDD Arrangement Appointment and Ongoing Monitoring | 1.0 | Tool | 11 Jan 2026 |
| Tool 4E. Third Party CDD Arrangement - CDD Risk Assessment | 1.0 | Tool | 11 Jan 2026 |
| Tool 5A. AUSTRAC Enrolment Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 5B. Suspicious Activity Register | 1.0 | Register | 11 Jan 2026 |
| Tool 5C. Suspicious Activity Report | 1.0 | Tool | 11 Jan 2026 |
| Tool 5D. Suspicious Matter Report Content Requirements Guide | 1.0 | Guide | 11 Jan 2026 |
| Tool 5E. AUSTRAC Registration Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 5F. Assessment of Suspicious Activity Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 6A. AUSTRAC Guidance Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6B. AML/CTF Program Review and Update Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6C. AML/CTF Document Destruction Schedule | 1.0 | Tool | 11 Jan 2026 |
| Tool 6D. Assessment and Appointment of Independent Evaluator Checklist | 1.0 | Tool | 11 Jan 2026 |
| Tool 6E. Review and Response to Independent Evaluation | 1.0 | Tool | 11 Jan 2026 |
Manual
AML/CTF Program (all industries) - ACL, AFSL, Wholesale
Last updated - 11 Jan 2026
| Document | Version | Type | Date |
|---|---|---|---|
| Guide to customising your AML/CTF Program and Tools | 1.0 | Guide | 11 Jan 2026 |
| AML/CTF Program | 4.0 | Program | 11 Jan 2026 |
| Tool 1A. AML/CTF Glossary | 1.0 | Guide | 11 Jan 2026 |
| Tool 2A. Business Specific Data | 1.0 | Tool | 11 Jan 2026 |
| Tool 2B. ML/TF Risk Register | 1.0 | Register | 11 Jan 2026 |
| Tool 2C. Jurisdiction Risk Data | 1.0 | Tool | 11 Jan 2026 |
| Tool 2D. Assessment of Proliferation Financing Risks Faced by our Business Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3A. Personnel Due Diligence and Training Register | 1.0 | Register | 11 Jan 2026 |
| Tool 3B. AML/CTF Standard Meeting Agenda | 1.0 | Tool | 11 Jan 2026 |
| Tool 3C. AML/CTF Compliance Officer Appointment and Ongoing Assessment Checklist | 1.0 | Tool | 11 Jan 2026 |
| Tool 3D. AML/CTF Compliance Officer Obligations and Procedures | 1.0 | Tool | 11 Jan 2026 |
| Tool 3E. AML/CTF Compliance Officer Report Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3F. AML/CTF Personnel Due Diligence Declaration Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3G. Reporting Group Member Procedure | 1.0 | Tool | 11 Jan 2026 |
| Tool 3H. Reporting Group Member Register | 1.0 | Register | 11 Jan 2026 |
| Tool 3I. Reporting Group Member Information Sharing Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3J. External Service Provider Appointment Assessment Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 3K. External Service Provider Ongoing Assessment Template | 1.0 | Tool | 11 Jan 2026 |
| Tool 4A. AML/CTF KYC Tool | 1.0 | Tool | 11 Jan 2026 |
| Tool 4B. High-Risk Customer and ECDD Register | 1.0 | Register | 11 Jan 2026 |
| Tool 4C. Identification of Individuals who do not have standard identification documents Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 4D. CDD Arrangement Appointment and Ongoing Monitoring | 1.0 | Tool | 11 Jan 2026 |
| Tool 4E. Third Party CDD Arrangement - CDD Risk Assessment | 1.0 | Tool | 11 Jan 2026 |
| Tool 5A. AUSTRAC Enrolment Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 5B. Suspicious Activity Register | 1.0 | Register | 11 Jan 2026 |
| Tool 5C. Suspicious Activity Report | 1.0 | Tool | 11 Jan 2026 |
| Tool 5D. Suspicious Matter Report Content Requirements Guide | 1.0 | Guide | 11 Jan 2026 |
| Tool 5E. AUSTRAC Registration Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 5F. Assessment of Suspicious Activity Form | 1.0 | Tool | 11 Jan 2026 |
| Tool 6A. AUSTRAC Guidance Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6B. AML/CTF Program Review and Update Register | 1.0 | Register | 11 Jan 2026 |
| Tool 6C. AML/CTF Document Destruction Schedule | 1.0 | Tool | 11 Jan 2026 |
| Tool 6D. Assessment and Appointment of Independent Evaluator Checklist | 1.0 | Tool | 11 Jan 2026 |
| Tool 6E. Review and Response to Independent Evaluation | 1.0 | Tool | 11 Jan 2026 |