AML/CTF Program (Lawyers/Accountants) - All
If you are a lawyer or accountant, this Program bundle is for you. The bundle includes:
- our AML/CTF Policies (AML/CTF Program)
- our ML/TF Risk Register (which includes our ML/TF Risk Assessment)
- other supporting tools, registers and checklists
Our Program is broken into the following six chapters:
- Introduction
- ML/TF Riks Assessment
- Personnel and Governance
- Customer Due Diligence (CDD)
- AUSTRAC Enrolment and Reporting
- Program Maintenance and Review
There are over 20 support tools, registers and checklists, including:
- ML/TF Risk Register
- KYC Tool
To support you in customising this bundle, we have also included a Guide to customising your AML/CTF Program & Tools.
Important: To support you as you transition to the new regime, if you purchase this program between now and 30 June 2026, you will be entitled to receive any updated versions of the program and supporting tools until 30 June 2026, at no additional charge.
In addition, if you purchase the program before 25 May 2026, we will offer a complimentary registration to our online Kickstarter Workshop (normally valued at $595 + GST), to help you customise your program.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| AML/CTF Policies (Lawyers/Accountants) | 5.0 | Program | 12 June 2026 |
| Tool 1A. AML/CTF Glossary | 2.0 | Guide | 10 June 2026 |
| Tool 2A. Business Specific Data (Lawyers/Accountants) | 2.0 | Tool | 10 June 2026 |
| Tool 2B. ML/TF Risk Register and KYC Tool (Lawyers/Accountants) | 3.0 | Tool | 10 June 2026 |
| Tool 2C. Assessment of Proliferation Financing Risks Faced by our Business Template | 3.0 | Tool | 10 June 2026 |
| Tool 3A. Personnel Due Diligence and Training Register | 1.1 | Register | 10 June 2026 |
| Tool 3B. AML/CTF Standing Meeting Agenda Template | 1.1 | Tool | 10 June 2026 |
| Tool 3C. AML/CTF Compliance Officer Appointment and Ongoing Assessment Checklist | 1.1 | Tool | 10 June 2026 |
| Tool 3D. AML/CTF Compliance Officer Obligations and Procedures | 1.0 | Tool | 11 Jan. 2026 |
| Tool 3E. AML/CTF Compliance Officer Report Template | 1.1 | Tool | 10 June 2026 |
| Tool 3F. AML/CTF Personnel Due Diligence Declaration Template | 1.1 | Tool | 10 June 2026 |
| Tool 3G. External Service Provider Appointment Assessment Template | 1.1 | Tool | 10 June 2026 |
| Tool 3H. External Service Provider Ongoing Assessment Template | 1.1 | Register | 10 June 2026 |
| Tool 3I. Reporting Group Member Procedure | 1.1 | Tool | 10 June 2026 |
| Tool 3J. Reporting Group Member Register | 1.1 | Tool | 10 June 2026 |
| Tool 3K. Reporting Group Member Information Sharing Request Template | 1.1 | Tool | 10 June 2026 |
| Tool 4A. High-Risk Customer and ECDD Register | 1.1 | Tool | 20 March 2026 |
| Tool 4B. Identification of Individuals Without Standard Identification Documents Form | 1.2 | Register | 10 June 2026 |
| Tool 4C. Third Party CDD Arrangement Appointment and Ongoing Monitoring Procedure | 1.3 | Tool | 10 June 2026 |
| Tool 4D. Third Party CDD Arrangement - CDD Risk Assessment | 1.1 | Tool | 20 March 2026 |
| Tool 5A. AUSTRAC Enrolment Form | 1.1 | Tool | 10 June 2026 |
| Tool 5B. Suspicious Activity Report | 1.1 | Register | 10 June 2026 |
| Tool 5C. Assessment of Suspicious Activity Form | 1.1 | Tool | 10 June 2026 |
| Tool 5D. Suspicious Matter Report Content Requirements Guide | 1.1 | Guide | 10 June 2026 |
| Tool 5E. Suspicious Activity Register | 1.1 | Tool | 10 June 2026 |
| Tool 5F. AUSTRAC Registration Form | 1.1 | Tool | 10 June 2026 |
| Tool 6A. AUSTRAC Guidance Register | 2.0 | Register | 10 June 2026 |
| Tool 6B. AML/CTF Program Review and Update Register | 1.0 | Register | 11 Jan. 2026 |
| Tool 6C. AML/CTF Document Destruction Schedule | 1.0 | Tool | 11 Jan. 2026 |
| Tool 6D. Assessment and Appointment of Independent Evaluator Checklist | 1.1 | Tool | 10 June 2026 |
| Tool 6E. Review and Response to Independent Evaluation Report | 1.1 | Tool | 10 June 2026 |
| Guide to customising your AML/CTF Program and Tools (All industries) | 1.1 | Guide | 20 March 2026 |
| AML-CTF Program - Marked-up version between V4.1 and V5 (Lawyers/Accountants) | 1.1 | Policy | 12 June 2026 |