Advice Licensees Compliance Forum – 21 October 2026

21 Oct. 2026

Industry Forums

Kath Bowler
General Manager
Glenjon Aligiannis
Senior Associate
Advice Licensees Compliance Forum – 21 October 2026

Welcome to our second Advice Licensees Compliance Forum for 2026.

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector.

Agenda

  • Proposed reforms: Shield/First Guardian (lead generation) and DBFO
  • SMSF reforms
  • ASIC Corporate Plan 2026-27
  • Lessons learned from Netwealth
  • AI in financial advice
  • Key learnings from FSCP matters
  • AML/CTF update

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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