Advice Licensees Compliance Forum – 26 May 2026

26 May 2026

Industry Forums

Kath Bowler
General Manager
Glenjon Aligiannis
Senior Associate
Keddie Waller
Head of AML/CTF Strategy
Advice Licensees Compliance Forum – 26 May 2026

Welcome to our first Advice Licensees Compliance Forum for 2026.

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector.

Agenda

  • AML/CTF update
  • ASIC action against Interprac
  • Addressing Black Swan's funding shortfalls
    • Super switching – proposed reforms
    • Lead generation – how wide-reaching is this
    • CSLR update
  • Generating your own documents – what are the IP implications
  • Is cheapest always best – CommInsure class action
  • FSCP – current learnings

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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