Wholesale-Only Licensee Compliance Forum – 27 May 2026

27 May 2026

Industry Forums

Paul Derham
Managing Partner
Michael Mavromatis
Partner
Wholesale-Only Licensee Compliance Forum – 27 May 2026

Join us for our annual Wholesale-Only Clients Licensee Forum. This forum will be full of industry, regulatory and trends updates.

This forum is designed for AFSL holders that mainly, or exclusively, deal with wholesale clients.

What's covered

  • Wholesale client classification – learnings from recent cases
  • Managed Investments Governance Review
  • Licensing and exemptions for foreign financial service providers (FFSPs)
  • AI and risk governance
  • Public and private markets evolution
  • AML update

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

You may also be interested in