Wholesale-Only Clients Licensee Forum – 23 May 2024
23 May 2024
Industry Forums
Paul Derham
Managing Partner
David Court
Partner
Join us for our first ever Wholesale-Only Forum of the year. This forum will be full of industry recent regulatory, cyber and trends updates.
This forum is tailored for Wholesale-only client AFSLs.
What's covered
- Status update on Wholesale/Retail Client eligibility tests
- Change to custody calculations
- Cyber updates
- Compliance Trends Survey Results
- and more
Non-Subscriber Price
Price: $125
GST: $12.50
$137.50 inc GST
CPD Details
1.0 hours
Categories:
- Regulatory Compliance and Consumer Protection
Related Videos
-
Wholesale AFSL Compliance Obligations – What …
16 Nov. 2022
Topical Webinars
Samantha HillsPartner -
Retail -v- Wholesale – the rules …
17 May 2023
Topical Webinars
David CourtPartner