The what, when and how of outsourcing AML/CTF compliance

19 Aug. 2026

Topical Webinars

Sarah Archer
Special Counsel
The what, when and how of outsourcing AML/CTF compliance

Many Reporting Entities use external providers to perform AML/CTF functions, particularly when it comes to the Customer Due Diligence and KYC processes.

If you are looking to rely on an outsourced provider, or another reporting entity wants to rely on your CDD process, what do you need to consider?

We will discuss: legal responsibility and liability when outsourcing, risk assessing and conducting due diligence on service providers, documenting outsourcing agreements – including CDD reliance arrangements – and other general considerations. We will also look at how outsourcing fits in with an AFS licensee’s general obligations, and provide an outsourcing checklist.

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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