OTC Derivatives Technical Training – 25 March 2021

25 March 2021

Industry-Specific Technical Sessions

Paul Derham
Managing Partner
Michael Mavromatis
Partner
OTC Derivatives Technical Training – 25 March 2021

In this session, we'll explore the legal and regulatory fundamentals you need to know when operating a CFDs business in Australia.

What's covered

  • Legal definitions – derivatives and foreign exchange contracts
  • Using the right terminology – contracts for difference, margin FX and foreign exchange
  • Derivatives and foreign exchange contracts – when is a financial product issued?
  • What licence authorisations do CFD issuers need?
  • Client money and derivative retail client money – a broad concept
  • Arranging -vs- dealing

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Technical

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