Ongoing training requirements for AFSL holders

16 April 2025

Topical Webinars

Samantha Hills
Partner
Ongoing training requirements for AFSL holders

Ensuring your staff, advisers and responsible managers are competent and undergoing ongoing training is one of your AFSL core obligations.

Many of these staff will also have other obligations, either legislative or from their professional bodies.

This webinar takes a broad approach, considering the different staff within a licensee or CAR and how their training needs differ.

What's covered

  • Obligations applying to different roles
  • Minimum annual hour requirements
  • What format training should take
  • What topics training should cover
  • Supporting documentation needed (policies, plans, registers)
  • How good training sustains good compliance
  • Tips for delivering ‘in-house’ training

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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