Managing Complex Compliance Problems – Where do you start?

19 March 2026

Topical Webinars

Katherine Temple
Special Counsel
Managing Complex Compliance Problems – Where do you start?

Imagine you receive a letter from ASIC that contains concerns about one of your authorised representatives. ASIC wants a response in 2 weeks. What do you do?

Some compliance issues may seem simple on the surface, but can become more complex and serious as you dig deeper.

In this practical webinar, we will unpack some of the key commercial and regulatory issues to have on your radar and provide you with an action plan to work through these scenarios.

What's covered

  • What are some of the possible commercial and regulatory issues that can arise?
  • Where to start?
  • What additional resources you might need
  • Project management tools and tips

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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