Derivatives Compliance Forum – 6 May 2025

6 May 2025

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Michael Mavromatis
Partner

+ 2 more

Derivatives Compliance Forum – 6 May 2025

Welcome to Holley Nethercote's second Derivatives Compliance Forum for 2025!

In this forum, the panelists will discuss a range of topics, including the release of the results from our annual Compliance Trends Survey. Now in its 3rd year, the survey provides valuable insights and benchmarking data for your business.

This forum is open to compliance officers, directors, executives and Responsible Managers of OTC derivatives (including CFD) issuers. It is a great opportunity to meet some of our presenters and to network with others in the derivatives and CFDs community.

Agenda

  • ASIC updates
  • In-person ASIC catch-ups: DDO, DTR
  • Margin netting
  • Emergence of prediction markets
  • ASIC Info Sheet 225 / Treasury crypto reforms
  • AML/CTF reforms update
  • Market Integrity Update
  • Wholesale vs retail client classification

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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