Derivatives Compliance Forum – 6 December 2023

6 Dec. 2023

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Michael Mavromatis
Partner
Derivatives Compliance Forum – 6 December 2023

Join us for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of DDO notices, and more.

Who should attend?

This forum is open to Compliance Officers, Directors, Executives and Responsible Managers of OTC derivatives (including CFD) issuers.  The forum will include various updates and the opportunity for participants to share and raise industry developments and issues.

Agenda

  1. ASIC updates
  2. Unfair Contract Terms
  3. ASIC's latest round of DDO notices
  4. AFCA complaints
  5. Digital Asset Platforms Consultation
  6. Other matters

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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