Derivatives Compliance Forum – 28 March 2023

28 March 2023

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Michael Mavromatis
Partner
Derivatives Compliance Forum – 28 March 2023

Join us for our first Derivatives Compliance Forum of the year on Tuesday, 28 March 2023.

We need your help!

In 2022, we had up to 100 people attend online (nearly all of the CFDs industry), but typically only 6-10 in person.  Do any of you want us to continue running this in person?  Please contact us and tell us what you think!  Any suggestions will be welcomed.  We're considering making the next mid-year forum online and in person, and then running an updated Responsible Manager and Compliance Staff workshop specifically for the derivatives sector that afternoon.

Who should attend?

This forum is open to Compliance Officers, Directors, Executives and Responsible Managers of OTC derivatives (including CFD) issuers.  The forum will include various updates and the opportunity for participants to share and raise industry developments and issues.

Agenda

  1. ASIC updates
  2. Token Mapping Consultation Paper
  3. Derivative transaction reporting rules
  4. Social trading
  5. AFSL variations

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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