Derivatives Compliance Forum – 26 May 2022

26 May 2022

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Michael Mavromatis
Partner
Derivatives Compliance Forum – 26 May 2022

Welcome to our 2nd Derivatives Compliance Forum of 2022!

We were pleased to announce that the forum was held in person, in Sydney, this quarter.  We were extremely excited to see those who could attend in person!  For those who were unable to attend face-to-face, there was still the option to attend online.

As a reminder, this forum is for compliance officers, directors and responsible managers of OTC derivatives and CFD issuers.  The purpose of the forum is for members in the industry to share knowledge, discuss industry and regulatory developments, and to raise and address issues that other members may be facing.

Agenda

  1. ASIC update
  2. Digital asset reform – update
  3. Finfluencers
  4. PI insurance
  5. PIO extension – what happens next?
  6. Overseas clients
  7. Other crypto services you can offer with your market-making AFSL

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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