Derivatives Compliance Forum – 24 August 2022

24 Aug. 2022

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Michael Mavromatis
Partner

+ 1 more

Derivatives Compliance Forum – 24 August 2022

Welcome to our 3rd Derivatives Compliance Forum of 2022!

As a reminder, this forum is for compliance officers, directors and responsible managers of OTC derivatives and CFD issuers.  The purpose of the forum is for members in the industry to share knowledge, discuss industry and regulatory developments, and to raise and address issues that other members may be facing.

Agenda

  1. ASIC update
  2. How is the economic environment affecting your business?
  3. Remake of Class Order 12/752 – Financial requirements for retail OTC derivative issuers
  4. Derivative Trade Reporting update
  5. PI insurance update
  6. RI Advice decision

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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