Derivatives Compliance Forum – 23 September 2021

22 Sept. 2021

Industry Forums

Paul Derham
Managing Partner
Michael Mavromatis
Partner
Derivatives Compliance Forum – 23 September 2021

Welcome to our 3rd Derivatives Compliance Forum (previously called the OTC Derivatives Compliance Forum) of 2021!  We'll dissect some relevant aspects of the phonebook of reforms coming into effect next month.

This forum is for compliance officers, directors and responsible managers of remittance and payments businesses.  The purpose of the forum is for members in the industry to share knowledge, discuss industry and regulatory developments, and to raise and address issues that other members may be facing.

AGENDA

  1. ASIC Priorities
  2. Breach Reporting
  3. Design & Distribution
  4. Dispute Resolution
  5. Anti-Hawking

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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