Derivatives Compliance Forum – 21 August 2025

21 Aug. 2025

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Rachel Erlich
Special Counsel
Derivatives Compliance Forum – 21 August 2025

Welcome to Holley Nethercote's third Derivatives Compliance Forum for 2025!

This forum is open to compliance officers, directors, executives and Responsible Managers of OTC derivatives (including CFD) issuers. It is a great opportunity to meet some of our presenters and to network with others in the derivatives and CFDs community.

Agenda

  • ASIC updates
  • In-person ASIC catch-ups: DDO, DTR, margin netting
  • ASIC Info Sheet 225 / Treasury crypto reforms
  • Market integrity update
  • Wholesale vs Retail client classification
  • IDR reporting
  • Compliance Trends Survey results
  • AFCA update

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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