Derivatives Compliance Forum – 19 September 2024

19 Sept. 2024

Industry Forums

Jesse Vermiglio
Partner
Michael Mavromatis
Partner
Paul Derham
Managing Partner
Derivatives Compliance Forum – 19 September 2024

Join us for our third Derivatives Compliance Forum of the year, where we'll talk about what's happening in the CFDs space and share important updates in crypto and cyber fields.

Who should attend?

This forum is open to Compliance Officers, Directors, Executives and Responsible Managers of OTC derivatives (including CFD) issuers.  The forum will include various updates and the opportunity for participants to share and raise industry developments and issues.

Agenda

  • ASIC updates
  • Market Integrity update – margin netting under the PIO
  • Disclosure of benefits – FSGs
  • DDO update – reasonable steps
  • DTR reforms
  • Prop trading and its regulatory status
  • Investment Scams and ASIC actions
  • Other matters

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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