Derivatives Compliance Forum – 19 February 2025

19 Feb. 2025

Industry Forums

Jesse Vermiglio
Partner
Michael Mavromatis
Partner
Paul Derham
Managing Partner

+ 1 more

Derivatives Compliance Forum – 19 February 2025

Welcome to Holley Nethercote's first Derivatives Compliance Forum for 2025!

This forum is open to compliance officers, directors, executives and Responsible Managers of OTC derivatives (including CFD) issuers. It is a great opportunity to meet some of our presenters and to network with others in the derivatives and CFDs community.

Agenda

  • ASIC updates
  • ASIC Info sheet 225 / Treasury Crypto Reforms
  • In-person ASIC catch-ups: DDO, Margin netting, DTR
  • Audit Issues and Trends
  • AML/CTF Reforms
  • Other matters, e.g. new AFCA decisions

Guest speakers:

Tony Rose and Chin Khoo from LNP Audit + Assurance

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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