Derivatives Compliance Forum – 19 February 2025
19 Feb. 2025
Industry Forums

Jesse Vermiglio
Partner

Michael Mavromatis
Partner

Paul Derham
Managing Partner
+ 1 more

Welcome to Holley Nethercote's first Derivatives Compliance Forum for 2025!
This forum is open to compliance officers, directors, executives and Responsible Managers of OTC derivatives (including CFD) issuers. It is a great opportunity to meet some of our presenters and to network with others in the derivatives and CFDs community.
Agenda
- ASIC updates
- ASIC Info sheet 225 / Treasury Crypto Reforms
- In-person ASIC catch-ups: DDO, Margin netting, DTR
- Audit Issues and Trends
- AML/CTF Reforms
- Other matters, e.g. new AFCA decisions
Guest speakers:
Tony Rose and Chin Khoo from LNP Audit + Assurance
Non-Subscriber Price
Price: $125
GST: $12.50
$137.50 inc GST
CPD Details
1.0 hours
Categories:
- Regulatory Compliance and Consumer Protection
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