Derivatives Compliance Forum – 13 September 2023

13 Sept. 2023

Industry Forums

Jesse Vermiglio
Partner
Paul Derham
Managing Partner
Michael Mavromatis
Partner

+ 1 more

Derivatives Compliance Forum – 13 September 2023

Join us for our Derivatives Compliance Forum this month where we discuss many of the recent developments in the CFDs space, including our industry specific design and distribution update for the OTC derivatives sector.

Agenda

  • ASIC updates
  • TMDs
  • 'Regulated by ASIC'
  • Risk Management and AI
  • AFCA complaints
  • ...and more

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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