Derivatives Compliance Forum – 16 September 2026

16 Sept. 2026

Industry Forums

Paul Derham
Managing Partner
Michael Mavromatis
Partner
Greg Patton
Special Counsel

+ 1 more

Derivatives Compliance Forum – 16 September 2026

Welcome to Holley Nethercote's third Derivatives Compliance Forum for 2026!

This forum is open to compliance officers, directors, executives and Responsible Managers of OTC derivatives (including CFD) issuers. It is a great opportunity to meet some of our presenters and to network with fellow professionals in your community.

Agenda

  • ASIC regulatory and enforcement actions
  • High-risk products from online brokers
  • Digital asset updates
  • Conflicts of interest
  • Case law developments
  • AUSTRAC outsourcing updates
  • AFCA updates

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

You may also be interested in