Derivatives (CFD) Technical Training – Finfluencers and the Derivatives Sector: Payment Models and Advice Scenarios – 16 September 2022

16 Sept. 2022

Other

Jesse Vermiglio
Partner
Michael Mavromatis
Partner
Derivatives (CFD) Technical Training – Finfluencers and the Derivatives Sector: Payment Models and Advice Scenarios – 16 September 2022

In this session, we'll explore the legal and regulatory fundamentals you need to know when operating an OTC Derivatives & CFDs business in Australia.

We'll also discuss common scenarios when dealing with finfluencers and other referrers.

What's covered

  • Legal definitions - derivatives and foreign exchange contracts
  • Derivatives and foreign exchange contracts – when is a financial product issued
  • What licence authorisations do CFD issuers need
  • Client money and derivative retail client money – a broad concept
  • Arranging -vs- dealing
  • Finfluencers and other referrers

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Technical

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