Compliance Trends in Financial Services and Credit – Exclusive event for Compliance Consultants

24 Oct. 2023

One-off Webinars

Paul Derham

Managing Partner

Kath Bowler

General Manager

Exclusive webinar for Compliance Consultants

Earlier this year, Holley Nethercote conducted its inaugural Compliance Trends Survey, surveying AFSL and ACL holders across Australia.

The survey explored:

How licensees are managing specific compliance obligations such as complaints, design and distribution and breach reporting
How much licensees are spending on compliance
How many staff and other resources licensees have
What documentation they have in place

We were able to compare this data across different sized organisations, and across different industry sectors.

This webinar is exclusively for Compliance Consultants and aims to provide you with valuable data and insights you can use to assist your clients.

Key benchmarking data – in areas such as compliance costs and how organisations manage compliance and documentation of policies and procedures
Highest risk areas for your clients – how they are managing their compliance obligations
Highest risk areas for you as a consultant to the financial services sector

Price: $0

GST: $0.00

$0.00 inc GST

0.5 hours

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