Code Provisions & Enforceability

21 April 2021

Topical Webinars

Grant Holley
Partner & Co-Founder
Code Provisions & Enforceability

“Industry codes are expressed as promises made by industry participants.  If industry codes are to be more than public relations puffs, the promises made must be made seriously.“ Hayne Royal Commission Final Report 2019.

Do Codes add yet another layer, or do they assist an industry respond practically to legal obligations?  This webinar looks at what codes are, and the various ones that apply to the financial services industry.

What's covered

  • What is a Code?
  • Are Codes enforceable?
  • What can the Regulator do under a Code?
  • What can AFCA do with a Code?

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Professionalism and Ethics
  • Regulatory Compliance and Consumer Protection

You may also be interested in