AML/CTF Program Update – Part 1 for Financial Planners (Kickstarter)

12 March 2026

AML - Topic Specific

Kath Bowler
General Manager
Keddie Waller
Head of AML/CTF Strategy
AML/CTF Program Update – Part 1 for Financial Planners (Kickstarter)

If your business is captured by Tranche 2 AML/CTF reforms, this Part 1 one-hour practical workshop (note, there will be another Part 2 coming shortly!) will help you cut through complexity, leaving you equipped with actionable steps for your specific business needs, not just theoretical knowledge.

In this workshop, you’ll:

  • Set governance: Know the roles and responsibilities you must assign.
  • Cover your ML/TF risk assessment: Identify designated services, customers and delivery channels, and learn how to build and maintain a risk register.
  • Manage people: Understand personnel due diligence and training requirements and how to map training plans for key roles.
  • Do CDD right: Simplified vs enhanced due diligence, privacy linkages, and options for a customer risk rating system.
  • Reporting 101: High‑level overview of suspicious matter reporting and other obligations.

Who should attend?

Partners, Practice Managers or AML/CTF Officers who will be responsible for understanding and implementing AML/CTF obligations for your practice.

What's covered?

Get the clarity, tools and roadmap you need to build your AML/CTF Program. Key focus areas for the workshop include:

  • Governance
  • ML/TF Risk Assessment
  • Personnel Due Diligence & Training
  • Customer Due Diligence (CDD)

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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