Advice Licensees Compliance Forum – 7 May 2025

7 May 2025

Industry Forums

Samantha Hills
Partner
Glenjon Aligiannis
Senior Associate
Keddie Waller
AML-CTF Project Manager
Advice Licensees Compliance Forum – 7 May 2025

Join us for a networking and insightful panel discussion featuring:

Panel

  • Sam Hills, Partner, Holley Nethercote
  • Glenjon Aligiannis, Senior Associate, Holley Nethercote
  • Keddie Waller, AML/CTF Project Manager, Holley Nethercote
  • Phil Anderson, General Manager, Financial Advice Association of Australia (FAAA)

Discussion

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector.

Agenda

  • What’s in store for financial advice under the new Government
  • Existing DBFO issues
  • AML item 54 exemption – will it be enough?
  • AI usage
  • FSCP learnings
  • Implications of AFCA decision regarding wholesale investor test for super funds

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • General

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