Advice Licensees Compliance Forum – 5 October 2021

5 Oct. 2021

Industry Forums

Zoe Higgins
Special Counsel
Paul Derham
Managing Partner
Kath Bowler
General Manager

+ 1 more

Advice Licensees Compliance Forum – 5 October 2021

This forum is for compliance managers, in-house legal counsel, directors and responsible managers in the financial advice sector.

The purpose of this forum is to share knowledge, discuss industry and regulatory developments and to address issues that others may be facing.

AGENDA

  1. Commencement of recent reforms relevant to advice licensees
  2. HN insights from recent advice licensee reviews
  3. Update on ALRC review of the framework for financial services regulation

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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