Advice Licensees Compliance Forum – 26 March 2021

26 March 2021

Industry Forums

Zoe Higgins
Special Counsel
Paul Derham
Managing Partner
Advice Licensees Compliance Forum – 26 March 2021

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector.

The purpose of the forum is to share knowledge, discuss industry and regulatory developments, and to address issues that others may be facing.

Today's panel consists of Holley Nethercote's General Manager, Kath Bowler, Partner, Paul Derham, Senior Associate, Zoe Higgins, and Ben Marshan from the FPA.

AGENDA

  • Development in general advice v personal advice
  • Breach reporting
  • Insurance claims handling and settling
  • Reference checking
  • AFCA Rule changes
  • Law reform agenda

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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