Advice Licensees Compliance Forum - 21 November 2024

21 Nov. 2024

Industry Forums

Samantha Hills
Partner
Josh Wigney
Associate
Paul Derham
Managing Partner
Advice Licensees Compliance Forum - 21 November 2024

Join us for our last Advice Licensees Compliance Forum for 2024 where we have an insightful panel discussion to discuss a range of topics.

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector.

Agenda

  • DBFO reforms
    • FSG relief
    • OFA
    • Insurance consent
  • Data: New wave of reform
    • AML/CTF
    • Privacy
    • Scams
    • Digital ID
  • Licence variations
  • Update on international advice project
  • AI and record keeping

Non-Subscriber Price

Price: $125

GST: $12.50

$137.50 inc GST

CPD Details

1.0 hours

Categories:

  • Regulatory Compliance and Consumer Protection

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