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Paying the price: Changes to the …
25 Oct. 2023
Other
Paul DerhamManaging Partner+ 2 more
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Compliance Trends in Financial Services and …
24 Oct. 2023
Other
Kath BowlerGeneral Manager+ 1 more
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Building a compliance culture
18 Oct. 2023
Topical Webinars
Samantha HillsPartner -
Changes to the Unfair Contract Terms …
20 Sept. 2023
Topical Webinars
Alison ReesSenior Associate -
Derivatives Compliance Forum – 13 September …
13 Sept. 2023
Industry Forums
Paul DerhamManaging Partner+ 3 more
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Outsourcing – What you need to …
16 Aug. 2023
Topical Webinars
Katherine TempleSpecial Counsel -
Promoting your Digital Solution via General …
3 Aug. 2023
Other
David CourtPartner -
Conflicts of interest – It's more …
19 July 2023
Topical Webinars
Michael MavromatisPartner+ 1 more
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Advice Licensees Compliance Forum – 13 …
13 July 2023
Industry Forums
Paul DerhamManaging Partner+ 1 more
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Derivatives Compliance Forum Breakfast – 22 …
22 June 2023
Industry Forums
Paul DerhamManaging Partner+ 3 more
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Are you running a successful Compliance …
21 June 2023
Topical Webinars
Rachel ErlichSpecial Counsel -
Consumer Credit Compliance Forum – 7 …
7 June 2023
Industry Forums
Rachel ErlichSpecial Counsel+ 1 more
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Payments Compliance Forum – 25 May …
25 May 2023
Industry Forums
Sarah ArcherSpecial Counsel+ 2 more
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Retail -v- Wholesale – the rules …
17 May 2023
Topical Webinars
David CourtPartner -
Do you know who's representing your …
19 April 2023
Topical Webinars
Zoe HigginsSpecial Counsel -
Derivatives Compliance Forum – 28 March …
28 March 2023
Industry Forums
Paul DerhamManaging Partner+ 2 more
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Appointments and terminations of representatives – …
15 March 2023
Topical Webinars
Samantha HillsPartner -
The do's and don'ts of responding …
15 Feb. 2023
Topical Webinars
Jesse VermiglioPartner -
Weathering the Cyber and Privacy Storm …
15 Dec. 2022
Topical Webinars
Ursula NoyeSenior Associate -
Derivatives Compliance Forum – 30 November …
30 Nov. 2022
Industry Forums
Paul DerhamManaging Partner+ 2 more