WEBINAR: Supervision of CARs - Do you know what you're on the hook for as a licensee?

Jesse Vermiglio
Partner

What's covered

  • What is considered ‘adequate’ when it comes to setting standards in relation to your obligations
  • How are you ensuring those obligations are being met
  • Is your compliance team sufficient to supervise the number of representatives you have

Wed 15 Oct 2025

11:00 AM - 12:00 PM (AEDT)

Webinar

Price: $125

GST: $12.50

$137.50

As a licensee, you should know that you are responsible for monitoring and supervising your representatives in the provision of financial services.

But do you know what your obligations are for things like cyber? What about privacy? Do you let your CARs choose their own CRM system?

This webinar will explore how far you should be going in terms of setting and monitoring the services your CARs provide.