WEBINAR: Investment failures, collapsed funds and where the buck stops!

Michael Mavromatis
Partner

What's covered

  • Who are the players (fund managers/product providers, platforms, research houses, advisers and auditors)
  • What are the obligations of each of those parties?
  • Case study 1 – fraud
  • Case study 2 – risk profile mismatches
  • Case study 3 – What is considered misleading and deceptive? (including greenwashing claims)

Wed 17 Dec 2025

11:00 AM - 12:00 PM (AEDT)

Webinar

Price: $125

GST: $12.50

$137.50

Investment failures and fund collapses can stem from a number of factors. Everyone has a role to play when it comes to governance, monitoring and supervision. What role should you be playing in the approval and monitoring process?

In this webinar, we’ll unpack matters as they unfold, including the Shield and First Guardian related matters, and a number of recent cases. We’ll look at the role of each stakeholder including:

- Product issuers

- Platforms

- Research houses

- Advisers

- Auditors