WEBINAR: Handling Client Monies – understanding the rules and avoiding the traps

David Court
Partner

What's covered

  • The basics
  • Identifying client money
  • Rules on holding and releasing client money
  • The do’s and don’ts of investing client monies
  • Special considerationsThe special rules for wholesale clients
  • Special considerations for CFD issuers

Wed 19 Feb 2025

11:00 AM - 12:00 PM (AEDT)

Webinar

Price: $125

GST: $12.50

$137.50

One of your core key obligations as a licensee is to handle client monies in accordance with the regulatory requirements. It can be difficult to identify exactly what is client money and what can and can’t be done with it. In this webinar, we’ll take you through the basics requirements of this obligation so you don’t get yourself in hot water with the regulator.