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Advice Licensees Compliance Forum (Online, 7 May 2025)

Samantha Hills
Partner
Keddie Waller
AML-CTF Project Manager
Kath Bowler
General Manager

+ 1 more

What's covered

  • What’s in store for financial planners under the new Government
  • AML item 54 exemption – will it be enough?
  • Existing DBFO issues
  • Insurance consent
  • OFA implementation
  • AI usage
  • FSCP learnings
  • Implications of AFCA decision regarding wholesale investor test for super funds

Wed 07 May 2025

1:00 PM - 2:00 PM (AEST)

Free Event

Price: $0

GST: $0.00

$0.00

Who should attend?

This forum is for compliance officers and managers, in-house legal counsel, directors, and responsible managers in the financial advice sector. The purpose of the forum is for industry members to share knowledge, discuss industry and regulatory developments, and address issues that other members may be facing.

Will the forum be streamed online and be recorded?

The forum will be recorded and made available on the HN Hub for Hub subscribers with subscription packages. Free Hub subscribers can purchase the recording for $125 + GST.

In person vs online

Please note that this registration page is for online attendance only. If you want to join in-person in Sydney or Melbourne, please click on the linked pages. If you attend this forum in person, you will receive a copy of the 2025 Compliance Trends Survey Report, together with an extra 30 minutes of exclusive content from our panelists, plus have the opportunity to ask them questions, network, and of course, enjoy lunch.