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Advice Licensees Compliance Forum Breakfast (Sydney, June 2024)

Kath Bowler
General Manager
Paul Derham
Managing Partner

What's covered

In this special breakfast forum, our panel will discuss the:

  • Quality of Advice Review
  • Results from our Compliance Trends Survey

Thu 20 Jun 2024

8:00 AM - 9:30 AM

Cliftons
Level 13, 60 Margaret Street, Sydney, NSW, 2000

Price: $25

GST: $2.50

$27.50

Who should attend?

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is for members in the industry to share knowledge, discuss industry and regulatory developments, and to raise and address issues that other members may be facing.

Panel

  • Paul Derham, Managing Partner, Holley Nethercote
  • Phil Anderson, General Manager, Financial Advice Association of Australia (FAAA)

What's included?

By attending this forum, you will receive a copy of the Compliance Trends Survey Report, the opportunity to ask the panelists questions and of course, breakfast!

Will the forum be streamed online and recorded?

The forum will not be streamed online, but it will be recorded and made available on the HN Hub for HN Hub subscribers with subscription packages. Free HN Hub subscribers can purchase the recording for $120 + GST.