Advice Licensees Compliance Forum – 21 October 2026

Kath Bowler
General Manager
Glenjon Aligiannis
Senior Associate

What's covered

  • Proposed reforms: Shield/First Guardian (lead generation) and DBFO
  • SMSF reforms
  • ASIC Corporate Plan 2026-27
  • Lessons learned from Netwealth: co-operating vs standing your ground
  • AI in financial advice
  • Key learnings from FSCP matters
  • AML/CTF update

Wed 21 Oct 2026

1:00 PM - 2:00 PM (AEDT)

Self Paced

Price: $500

GST: $50.00

$550.00

Who should attend?

This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is for members in the industry to share knowledge, discuss industry and regulatory developments, and to raise and address issues that other members may be facing.

Will the forum be streamed online and recorded?

The forum is free to attend live on the day.

For those who wish to watch it on-demand, it will be available later on the HN Hub.

Free HN Hub subscribers can purchase the recording for $125 + GST.