ACL Responsible Manager Training - 23 May 2024

Jesse Vermiglio
Ursula Noye
Senior Associate

What's covered

  • An overview of an the Responsible Manager's role, including what the duties and responsibilities are of a Responsible Manager
  • A summary of the fundamental features of the consumer credit regulatory regime
  • Consideration of licensee obligations
  • ACL authorisations
  • Whether personal liability attaches to your role as a Responsible Manager
  • Breach identification, assessment and reporting
  • ASIC's role and recent regulatory action

Thu 23 May 2024

2:00 PM - 5:00 PM (AEST)


Price: $750

GST: $75.00


Our half-day Responsible Manager online workshop has been designed to provide ACL Responsible Managers with an overview of the role of the Responsible Manager, how they fit within the broader regulatory framework, and to assist licensees to meet their obligation to maintaining organisational competence.

Who should attend?

  • ACL Responsible Managers
  • Compliance managers, compliance staff and support staff who need to understand the role of Responsible Managers
  • People nominated as Responsible Managers as part of an ACL application, or people who will be nominated as Responsible Managers in future

What people have said about our Responsible Manager course

  • "Current and real" (Julie Rynski - National Australia Bank)
  • "Very good examples and interactive.  Reinforced understanding of the 3 key RM responsibilities and detailed understanding on s912A" (Joe Kassel - AMP Capital)
  • "I now understand the purpose and role of the RM.  Thank you" (David Deverall - Hunter Hall)
  • "Flowed well.  Presented by hands-on experts, not trainers.  Role-play very effective in highlighting issues to think about." (Mark Oliver - Macquarie Equities)
  • "Compliance made enjoyable." (Oliver Imre - IG Markets)

Resources for Responsible Managers