Live Training

AFSL Responsible Manager Training (RG 105) – Online Workshops

One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …

AML Program - Kickstarter Workshops

This 3 1/2 hour practical workshop will help you cut through complexity, leaving you equipped with actionable steps for your specific business needs, not just theoretical knowledge.

In this workshop, …

Derivatives Compliance Forum – 18 March 2026

Join us in Sydney or online for our first Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of DDO …

WEBINAR: Managing Complex Compliance Problems - Where do you start?

Imagine you receive a letter from ASIC that contains concerns about one of your authorised representatives. ASIC wants a response in 2 weeks. What do you do?

Some compliance issues …

WEBINAR: General Conduct Obligations - Do you know what they are and how to bring them to life?

Are you new to financial services licensing and not familiar with the general obligations? Perhaps you’ve been in compliance for a while but wouldn’t mind a refresher.

Either way, it’s …