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AFSL Responsible Manager Training (RG 105) – Online Workshops

Event Group

One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …

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Wed 16 Sep 11:00 AM - 12:00 PM (AEST)

WEBINAR: Can an AFS licensee provide services to a client located overseas?

Webinar

Can an AFS licensee provide services to a client located overseas? The answer is rarely a simple yes or no. An AFSL is not a global passport, and firms need …

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Wed 16 Sep 1:00 PM - 2:00 PM (AEST)

Derivatives Compliance Forum – 16 September 2026

WeWork Space
ANZ Tower, Room 28B 161 Castlereagh Street, Sydney 2000
Hybrid (Online option also available)

Join us in Sydney or online for our quarterly Derivatives Compliance Forum. This forum will be jam-packed with recent regulatory updates and ASIC's latest regulatory and enforcement actions, and more. …

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Wed 25 Nov 11:00 AM - 12:00 PM (AEDT)

Quarterly AML Transition Q&A Webinar (Q2) 2026

Webinar

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

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Wed 24 Feb 11:00 AM - 12:00 PM (AEDT)

Quarterly AML Transition Q&A Webinar (Q3) 2027

Webinar

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

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Wed 26 May 11:00 AM - 12:00 PM (AEST)

Quarterly AML Transition Q&A Webinar (Q4) 2027

Webinar

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

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