Live Training
Advice Licensees Compliance Forum - 26 November 2025
Who should attend?
This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is for …
Find out more >Consumer Credit Compliance Forum - 27 November 2025
Hear from our panel on the current trends in the consumer credit industry and what compliance staff need to know and do to assist their licensees comply with their obligations. …
Find out more >Derivatives Compliance Forum - 4 December 2025
Join us in Sydney or online for our last Derivatives Compliance Forum of the year!
Who can attend?
The forum is only open to compliance officers, directors, executives and Responsible …
Find out more >WEBINAR: Investment failures, collapsed funds and where the buck stops!
Investment failures and fund collapses can stem from a number of factors. Everyone has a role to play when it comes to governance, monitoring and supervision. What role should you …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
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