Live Training
WEBINAR: Investment failures, collapsed funds and where the buck stops!
Investment failures and fund collapses can stem from a number of factors. Everyone has a role to play when it comes to governance, monitoring and supervision. What role should you …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
Find out more >WEBINAR: AML/CTF Program Update - Part 1 (for existing Tranche 1 entities)
This two-part webinar will explain our new AML/CTF Program and templates, and show you how to update your current program or tailor the templates to meet new requirements.
The first …
Find out more >WEBINAR: AML/CTF Program Update – Part 2 (for existing Tranche 1 entities)
In the second of this two-part webinar will explain our new AML/CTF Program and templates, and show you how to update your current program or tailor the templates to meet …
Find out more >WEBINAR: Managing Complex Compliance Problems - Where do you start?
Imagine you receive a letter from ASIC that contains concerns about one of your authorised representatives. ASIC wants a response in 2 weeks. What do you do?
Some compliance issues …
Find out more >