Live Training

AFSL Responsible Manager Training (RG 105) – Online Workshops

One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …

Derivatives Compliance Forum – 17 June 2026

Join us in Sydney or online for our second Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory and ASIC updates, IDR developments and more. …

WEBINAR: Disclosure Documents (Part 2) – Product specific documents (including PDSs & TMDs) - Why is it so easy to keep getting this wrong?

In the second instalment of our two-part series, we’ll explore essential product-specific disclosure obligations and explore why these requirements consistently present challenges for product issuers.

We’ll unpack the most frequent …

Webinar: AI Governance for Financial Services Directors and Responsible Managers – with world-leading AI Expert, Prof. Nicholas Davis

There's a tsunami of AI-related regulatory guidance: AICD's guidance for directors, APRA's May 2026 Letter, ASIC's May 2026 Letter, and ASIC's Report 798 Beware the Gap: Governance Arrangements in the …

WEBINAR: The what, when and how of outsourcing AML/CTF compliance

Many Reporting Entities use external providers to perform AML/CTF functions, particularly when it comes to the Customer Due Diligence and KYC processes.

If you are looking to rely on an …

Quarterly AML Transition Q&A Webinar (Q1) 2026

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

Quarterly AML Transition Q&A Webinar (Q2) 2026

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

Quarterly AML Transition Q&A Webinar (Q3) 2027

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …

Quarterly AML Transition Q&A Webinar (Q4) 2027

Are you an accountant or lawyer new to the AML/CTF regime commencing 1 July 2026? Join our quarterly Q&A sessions designed to support Tranche 2 entities as you transition into …