Live Training
WEBINAR: FSCP Learnings
The FSCP has been up and running for more than two years now and we are starting to see some trends emerge in relation to the issues being referred to …
Find out more >Derivatives Compliance Forum - 21 August 2025
Join us in Sydney or online for our first Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of DDO …
Find out more >Payments Compliance Forum - 26 August 2025
Check out our 2025 Payments Compliance Forum. We have a lot on the agenda, so make sure you're registered so you don't miss out on the live event!
Who …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – August 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
Find out more >WEBINAR: Suspicious Matter Reporting (SMR) – Do you know your obligations?
Suspicious matter reports (SMRs) are integral part of Australia’s AML/CTF regime to protect against money laundering, terrorism and other serious organised crimes. Yet in 2024, almost 90% of non-bank lenders …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – September 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
Find out more >WEBINAR: Supervision of CARs - Do you know what you're on the hook for as a licensee?
As a licensee, you should know that you are responsible for monitoring and supervising your representatives in the provision of financial services.
But do you know what your obligations are …
Find out more >Wholesale Clients Licensee Forum - 20 October 2025
Join us online for our annual Wholesale Only Forum of the year. This forum will be full of industry recent regulatory, cyber and trends updates.
Who can attend?
This forum …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – October 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – November 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
Find out more >AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2025
One of the general obligations of an AFS licensee is to be “competent” to provide the financial services. Licensees demonstrate the organisation's competence by maintaining and updating the knowledge and …
Find out more >