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Wed 27 Nov 2:00 PM - 5:00 PM (AEDT)

AFSL Responsible Manager Training (RG 105) – Online Workshop – November 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >

Tue 03 Dec 2:00 PM - 5:00 PM (AEDT)

AML/CTF Training and Risk Awareness Online Workshop - December 2024

Webinar

Our 3-hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:

  • give you the knowledge and skills to identify the risks of regulated businesses … Find out more >
Wed 04 Dec 11:00 AM - 12:00 PM (AEDT)

WEBINAR: The many tentacles of Misleading and Deceptive obligations

Webinar

It sounds simple enough – “don’t mislead or deceive”. But it’s not a high threshold, and breaching the array of misleading and deceptive provisions is one of the most … Find out more >

Thu 05 Dec 1:00 PM - 2:00 PM (AEDT)

Derivatives Compliance Forum - 5 December 2024

Australian Exchange Group,
Burns Philip Building, Ground Level, 7 Bridge Street, Sydney, NSW, 2000
Hybrid (Online option also available)

Join us in Sydney or online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of … Find out more >

Wed 18 Dec 10:00 AM - 1:00 PM (AEDT)

AFSL Responsible Manager Training (RG 105) – Online Workshop – December 2024

Webinar

One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >