Wholesale Clients - AFSL, Wholesale

This bundle is designed to support a licensee wishing to treat some or all of its clients as wholesale clients.  It includes templates to help establish that a client is wholesale under particular wholesale client tests.  It also includes two alternative versions of a policy (a version for a licensee with wholesale clients only and a version for a licensee with both retail and wholesale clients) to help set out the licensee’s methods for treating a client as wholesale.