Referrals

Referral Arrangements - AFSL, Wholesale

Version 1.0 - Last updated: 11 Nov. 2020

The Referral Arrangements bundle is designed to provide the Licensee with a policy and tools for business, advice and credit referrals within their practice.  The policy provides practical guidance on how referrals should be structured and the legal requirements to be met.  The bundle includes a checklist for licensees and advisers or representatives to use when setting up or reviewing referral arrangements.

Included documents

Document Version Type Date
Referral Arrangements Policy - AFSL 2.0 Policy 11 Nov. 2020
Finding a Good Referral Partner Checklist Template - AFSL 1.0 Tool 11 Nov. 2020