Conflicts of Interest
Personal Trading (Dealing) - AFSL, Wholesale
Version 1.1 -
Last updated: 7 Feb. 2024
This policy aims to ensure that personal trading in relevant financial products is conducted lawfully and appropriately and that legal, regulatory and reputational risk to the licensee, its directors and employees is minimised.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Personal Trading (Dealing) Policy - AFSL, Wholesale | 1.1 | Policy | 7 Feb. 2024 |