Financial Product Advice - Investment Products

MDAs - AFSL, Wholesale

Version 1.0 - Last updated: 2 Oct. 2019

This bundle provides guidance for licensees outlining the key requirements of an MDA, including establishing an MDA, recording transactions on a client’s MDA account, and ongoing obligations to clients.

Included documents

Document Version Type Date
MDA Advice Policy - AFSL 2.0 Policy 2 Oct. 2019
MDA Service Client Register - AFSL 1.0 Register 29 May 2019
MDA Transaction File Note Template - AFSL 1.0 Tool 29 May 2019