Financial Product Advice - Investment Products
MDAs - AFSL, Wholesale
Version 1.1 -
Last updated: 19 March 2024
This bundle provides guidance for licensees outlining the key requirements of an MDA, including establishing an MDA, recording transactions on a client’s MDA account, and ongoing obligations to clients.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| MDA Advice Policy - AFSL, Wholesale | 3.0 | Policy | 19 March 2024 |
| MDA Service Client Register - AFSL, Wholesale | 1.0 | Register | 29 May 2019 |
| MDA Transaction File Note Template - AFSL, Wholesale | 1.0 | Tool | 29 May 2019 |