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Hedging - AFSL, Wholesale

Last updated: 1 June 2021

This bundle provides AFS licensees that are issuers of over-the-counter contracts for difference and margin foreign exchange, with guidance on managing the licensee’s hedging counterparty risk.  It is designed to align with ASIC’s RG 227 (Over-the-counter contracts for difference: Improving disclosure for retail investors).

This resource may assist Australian CFD and forex providers looking for a practical hedging policy template and supporting documentation for their financial services compliance framework.

Included documents

Document Version Type Date
Hedging Policy - AFSL, Wholesale 1.0 Policy 30 April 2021
Hedging Policy Statement for Website Template - AFSL, Wholesale 1.0 Tool 30 April 2021