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Hedging - AFSL, Wholesale
Last updated: 1 June 2021
This bundle provides AFS licensees that are issuers of over-the-counter contracts for difference and margin foreign exchange, with guidance on managing the licensee’s hedging counterparty risk. It is designed to align with ASIC’s RG 227 (Over-the-counter contracts for difference: Improving disclosure for retail investors).
This resource may assist Australian CFD and forex providers looking for a practical hedging policy template and supporting documentation for their financial services compliance framework.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Hedging Policy - AFSL, Wholesale | 1.0 | Policy | 30 April 2021 |
| Hedging Policy Statement for Website Template - AFSL, Wholesale | 1.0 | Tool | 30 April 2021 |