Handling Client Money - AFSL

This bundle is designed for an AFS licensee to develop a policy on the handling of client money and trust money. It provides guidance on handling, recording, reconciling and reporting requirements in alignment with ASIC’s Client Money Reporting Rules 2017 for CFD issuers.

This resource may assist CFD providers and Australian Financial Services Licence (AFSL) holders looking for practical client money compliance templates, including annual and monthly declarations, auditor reporting and ASIC reconciliation discrepancy reporting documentation.