Handling Client Money
Handling Client Money - Wholesale
Last updated: 4 Sept. 2025
This bundle is designed for a Wholesale AFS licensee to develop a policy on the handling of client money and trust money. It provides guidance on handling, recording, reconciling and reporting requirements in alignment with ASIC’s Client Money Reporting Rules 2017.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Handling Client Money Policy - Wholesale | 2.0 | Policy | 4 Sept. 2025 |
| Annual Auditor's Report Template - Wholesale | 1.0 | Tool | 31 Oct. 2022 |
| Annual Declaration Template - Wholesale | 1.0 | Tool | 31 Oct. 2022 |
| Monthly Declaration Template - Wholesale | 1.0 | Tool | 31 Oct. 2022 |
| Reconciliation Discrepancy Reporting to ASIC Template - Wholesale | 1.0 | Tool | 31 Oct. 2022 |