Handling Client Money
Handling Client Money - AFSL
Version 2.0 -
Last updated: 15 Nov. 2023
This bundle is designed for an AFS licensee to develop a policy on the handling of client money and trust money. It provides guidance on handling, recording, reconciling and reporting requirements in alignment with ASIC’s Client Money Reporting Rules 2017 and ASIC Information Sheet 226.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Handling Client Money Policy - AFSL | 2.0 | Policy | 15 Nov. 2023 |
| Annual Declaration Template - AFSL | 1.0 | Tool | 1 Jan. 2018 |
| Monthly Declaration Template - AFSL | 1.0 | Tool | 1 Jan. 2018 |
| Annual Audtior's Report Template - AFSL | 1.0 | Tool | 1 Jan. 2018 |
| Reconciliation Discrepancy Reporting to ASIC Template - AFSL | 1.0 | Tool | 1 Jan. 2018 |