Financial Product Advice - Investment Products

Gearing and Margin Lending - AFSL, Wholesale

Version 1.0 - Last updated: 29 Nov. 2019

This bundle is for licensees to use in developing their requirements when providing advice on borrowing and gearing strategies, including meeting the BID requirements.  It includes a checklist for file noting margin lending advice and confirmation of documentation provided.

Included documents

Document Version Type Date
Providing Gearing Advice Policy - AFSL 1.0 Policy 29 Nov. 2019
Margin Lending Advice File Note Template - AFSL 1.0 Tool 19 May 2019