Financial Product Advice - Investment Products
Gearing and Margin Lending - AFSL, Wholesale
Last updated: 18 Nov. 2024
This bundle is for licensees to use in developing their requirements when providing advice on borrowing and gearing strategies, including meeting the BID requirements. It includes a checklist for file noting margin lending advice and confirmation of documentation provided.
This resource may assist financial advisers and advice practices looking for compliance resources for leveraged investment advice, including margin loan and investment gearing advice provided to clients.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Margin Lending Advice File Note Template - AFSL, Wholesale | 1.0 | Tool | 19 May 2019 |
| Providing Gearing Advice Policy - AFSL, Wholesale | 2.0 | Policy | 18 Nov. 2024 |