Financial Product Advice - Investment Products

Gearing and Margin Lending - AFSL, Wholesale

Last updated: 18 Nov. 2024

This bundle is for licensees to use in developing their requirements when providing advice on borrowing and gearing strategies, including meeting the BID requirements.  It includes a checklist for file noting margin lending advice and confirmation of documentation provided.

This resource may assist financial advisers and advice practices looking for compliance resources for leveraged investment advice, including margin loan and investment gearing advice provided to clients.

Included documents

Document Version Type Date
Margin Lending Advice File Note Template - AFSL, Wholesale 1.0 Tool 19 May 2019
Providing Gearing Advice Policy - AFSL, Wholesale 2.0 Policy 18 Nov. 2024