Financial Product Advice - Investment Products
Gearing and Margin Lending - AFSL, Wholesale
Version 1.0 -
Last updated: 29 Nov. 2019
This bundle is for licensees to use in developing their requirements when providing advice on borrowing and gearing strategies, including meeting the BID requirements. It includes a checklist for file noting margin lending advice and confirmation of documentation provided.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Providing Gearing Advice Policy - AFSL | 1.0 | Policy | 29 Nov. 2019 |
| Margin Lending Advice File Note Template - AFSL | 1.0 | Tool | 19 May 2019 |